DUKX
Ocean Park International ETF
The Ocean Park International ETF has two objectives, to provide total return and to limit exposure to downside risk.
The Fund tactically allocates between International Equity ETFs and cash equivalents. The universe of International ETFs is unconstrained and primarily includes those based on market capitalization, styles, factors, regions and countries. International Equity ETFs include both developed and emerging markets.
The Fund applies a proprietary trend following-based strategy that utilizes banded moving averages to generate buy and sell signals. Cash equivalents and/or short-term bond funds are held in the absence of uptrends.
Fund Details (As of TBD)
| TICKER | DUKX |
| Type | Active ETF |
| CUSIP | 66538J 324 |
| ISIN | US66538J3243 |
| Fund Name | Ocean Park International ETF |
| Primary Exchange | NASDAQ |
| Inception Date | 07.10.2024 |
| Management Fee1 | 0.75% |
| Expense Ratio | 1.18% |
| Expense Ratio, After Fee Waiver* | 0.99% |
| Assets Under Management | TBD |
| Advisor | Ocean Park Asset Management, LLC |
| Distribution Frequency | Quarterly |
| Fund Distributor | Northern Lights Distributors, LLC |
1The underlying investments in the ETF are subject to investment advisory and other expenses, which will be indirectly paid by the Fund.
*Adviser has contractually agreed to waive its management fees and to make payments to limit Fund expenses, until January 31, 2026 of the Fund do not exceed 0.88% of its average daily net assets.
Fund Performance
| QTD | YTD | 1 YR | 3 YR | SINCE INCEPTION (7/10/2024) |
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|---|---|---|---|---|---|
| NAV | - | - | - | - | - |
| Market Price | - | - | - | - | - |
| Morningstar® Global Markets ex-US Index | - | - | - | - | - |
| 1 MO | 3 MO | YTD | 1 YR | 3 YR | SINCE INCEPTION (7/10/2024) |
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|---|---|---|---|---|---|---|
| NAV | - | - | - | - | - | - |
| Market Price | - | - | - | - | - | - |
| Morningstar® Global Markets ex-US Index | - | - | - | - | - | - |
Fund performance shown at NAV. An investor cannot invest directly in an index. Index returns do not represent Fund returns.
The performance data quoted represents past performance. Current performance may be lower or higher than the performance data quoted above. Past performance is no guarantee of future results. The investment return and principal value of an investment will fluctuate so that investor's shares, when redeemed, may be worth more or less than their original cost. For performance information current to the most recent month-end, please call toll-free 1-866-738-4363 (1-866-RETI-FND).
Premium/Discount Data (As of TBD)
Top 10 holdings (As of TBD)
| Name | Ticker | Market Price | Shares Held | Market Value | Weight |
|---|
Holdings are subject to change.
Portfolio holdings should not be considered as investment advice or recommendations to buy, sell, or hold any particular security. The securities identified do not represent all of the securities purchased, sold, or held by the fund. It should not be assumed that any investment in the securities identified was or will be profitable.
Asset Allocation (As of )
Select Month
Fund Team
Defined Process. Differentiated Outcomes.
Since 1987, our founders' rules-based, buy-and-sell disciplines have sought to help investors limit downside risk, grow their wealth, and achieve their investment goals. Our process aims to participate in global uptrends, focus on depth and diversity in the security selection, and sell according to our Trailing Stop Discipline. When a decline in the markets meets our already-determined sell signals, we seek to move swiftly to reallocate our portfolios and sell quickly, without emotion, speculation, or market pontification. Importantly, in the absence of uptrends, our solutions have the flexibility to quickly and temporarily move to cash allocations — up to 100%.
We believe our defined investment process sets us apart.
Trailing Stop Discipline (“Discipline”). This proprietary Discipline has the objective of limiting the magnitude for portfolio drawdowns. The Discipline is based on a manual process that defines sell levels/signals for security holdings in decline, as measured by its price falling below the recent high of its lower band. These are not market orders.
Cash Exposure. In the absence of buy signals, and/or temporarily following a sell signal, portfolios can have exposure to 100% cash equivalent asset classes.
Definitions & Fund Risk Disclosures
Morningstar® Global Markets ex-US Index
The index measures the performance of the stocks located in the developed and emerging countries across the world (excluding the United States) as defined by Morningstar®. Stocks in the index are weightned by their float capital, which removes corporate cross ownership, government holdings and other locked-in shares.
The Ocean Park International ETF
Investment Objectives: The Fund seeks long-term total return while limiting the impact of broad US equity market drawdowns.
Principal Investment Strategies: The Fund seeks to achieve its investment objective by tactically allocating the Fund’s assets between unaffiliated US equity ETFs (“Underlying ETFs”) and cash equivalents. Underlying ETFs may invest in U.S. equities of any market capitalization.
While the shares of ETFs are tradeable on secondary markets, they may not readily trade in all market conditions and may trade at significant discounts in periods of market stress. ETFs trade like stocks, are subject to investment risk, fluctuate in market value and may trade at prices above or below the ETF's net asset value. Brokerage commissions and ETF expenses will reduce returns. There is no guarantee that the Fund will achieve its objective. ETF’s are subject to specific risks, depending on the nature of the underlying strategy of the fund. These risks could include liquidity risk, sector risk, as well as risks associated with fixed income securities, real estate investments, and commodities, to name a few.
ETF’s are subject to specific risks, depending on the nature of the underlying strategy of the fund. These risks could include liquidity risk, emerging markets risk, foreign market risk, sector risk, as well as risks associated with fixed income securities, real estate investments, and commodities, to name a few.
The Fund has a limited history of operations with an inception date of July 10, 2024.