DUKH
Ocean Park High Income ETF
The Ocean Park High Income ETF has two objectives, to provide total return and to limit exposure to downside risk.
The Fund tactically allocates between higher yielding ETFs, long-term U.S. Treasury ETFs and cash equivalents. The universe of higher yielding ETFs is unconstrained and primarily includes those based on high yield corporate bonds, high yield municipal bonds, emerging market bonds, preferred securities and bank loans.
The Fund applies a proprietary trend following-based strategy that utilizes banded moving averages to generate buy and sell signals. When high yielding ETFs are not in an uptrend, the Fund may invest in long-term U.S. Treasury ETFs if long-term U.S. Treasury ETFs are in an uptrend. Cash equivalents and/or short-term bond funds are held in the absence of uptrends in either higher yielding ETFs or long-term U.S. Treasury ETFs.
Fund Details (As of TBD)
| TICKER | DUKH |
| Type | Active ETF |
| CUSIP | 66538J 290 |
| ISIN | US66538J2906 |
| Fund Name | Ocean Park High Income ETF |
| Primary Exchange | NASDAQ |
| Inception Date | 07.10.2024 |
| Management Fee1 | 0.65% |
| Expense Ratio | 1.26% |
| Expense Ratio, After Fee Waiver* | 1.07% |
| Assets Under Management | TBD |
| Advisor | Ocean Park Asset Management, LLC |
| Distribution Frequency | Monthly |
| Fund Distributor | Northern Lights Distributors, LLC |
1The underlying investments in the ETF are subject to investment advisory and other expenses, which will be indirectly paid by the Fund.
*Adviser has contractually agreed to waive its management fees and to make payments to limit Fund expenses, until January 31, 2026 of the Fund do not exceed 0.78% of its average daily net assets.
Fund Performance
| QTD | YTD | 1 YR | 3 YR | SINCE INCEPTION (7/10/2024) |
|
|---|---|---|---|---|---|
| NAV | - | - | - | - | - |
| Market Price | - | - | - | - | - |
| Bloomberg US Aggregate Bond Index | - | - | - | - | - |
| 1 MO | 3 MO | YTD | 1 YR | 3 YR | SINCE INCEPTION (7/10/2024) |
|
|---|---|---|---|---|---|---|
| NAV | - | - | - | - | - | - |
| Market Price | - | - | - | - | - | - |
| Bloomberg US Aggregate Bond Index | - | - | - | - | - | - |
Fund performance shown at NAV. An investor cannot invest directly in an index. Index returns do not represent Fund returns.
The performance data quoted represents past performance. Current performance may be lower or higher than the performance data quoted above. Past performance is no guarantee of future results. The investment return and principal value of an investment will fluctuate so that investor's shares, when redeemed, may be worth more or less than their original cost. For performance information current to the most recent month-end, please call toll-free 1-866-738-4363 (1-866-RETI-FND).
Premium/Discount Data (As of TBD)
Top 10 holdings (As of TBD)
| Name | Ticker | Market Price | Shares Held | Market Value | Weight |
|---|
Holdings are subject to change.
Portfolio holdings should not be considered as investment advice or recommendations to buy, sell, or hold any particular security. The securities identified do not represent all of the securities purchased, sold, or held by the fund. It should not be assumed that any investment in the securities identified was or will be profitable.
Asset Allocation (As of )
Select Month
Fund Team
Defined Process. Differentiated Outcomes.
Since 1987, our founders' rules-based, buy-and-sell disciplines have sought to help investors limit downside risk, grow their wealth, and achieve their investment goals. Our process aims to participate in global uptrends, focus on depth and diversity in the security selection, and sell according to our Trailing Stop Discipline. When a decline in the markets meets our already-determined sell signals, we seek to move swiftly to reallocate our portfolios and sell quickly, without emotion, speculation, or market pontification. Importantly, in the absence of uptrends, our solutions have the flexibility to quickly and temporarily move to cash allocations — up to 100%.
We believe our defined investment process sets us apart.
Trailing Stop Discipline (“Discipline”). This proprietary Discipline has the objective of limiting the magnitude for portfolio drawdowns. The Discipline is based on a manual process that defines sell levels/signals for security holdings in decline, as measured by its price falling below the recent high of its lower band. These are not market orders.
Cash Exposure. In the absence of buy signals, and/or temporarily following a sell signal, portfolios can have exposure to 100% cash equivalent asset classes.
Definitions & Fund Risk Disclosures
Bloomberg US Aggregate Bond Index
A broad-based flagship benchmark that measures the investment grade, US dollar-denominated, fixed-rate taxable bond market. The index includes Treasuries, goverment-related and corporate securities, MBS (agency fixed-rate pass-throughs), ABS and CMBS (agency and non-agency). The index does not take into account charges, fees and other expenses, and investors cannot invest directly in an index.
The Ocean Park High Income ETF
Investment Objectives: The Fund seeks long-term total return while limiting the impact of broad US equity market drawdowns.
Principal Investment Strategies: The Fund seeks to achieve its investment objective by tactically allocating the Fund’s assets between unaffiliated US equity ETFs (“Underlying ETFs”) and cash equivalents. Underlying ETFs may invest in U.S. equities of any market capitalization.
While the shares of ETFs are tradeable on secondary markets, they may not readily trade in all market conditions and may trade at significant discounts in periods of market stress. ETFs trade like stocks, are subject to investment risk, fluctuate in market value and may trade at prices above or below the ETF's net asset value. Brokerage commissions and ETF expenses will reduce returns. There is no guarantee that the Fund will achieve its objective. ETF’s are subject to specific risks, depending on the nature of the underlying strategy of the fund. These risks could include liquidity risk, sector risk, as well as risks associated with fixed income securities, real estate investments, and commodities, to name a few.
ETF’s are subject to specific risks, depending on the nature of the underlying strategy of the fund. These risks could include liquidity risk, emerging markets risk, foreign market risk, sector risk, as well as risks associated with fixed income securities, real estate investments, and commodities, to name a few.
The Fund has a limited history of operations with an inception date of July 10, 2024.