Discover Ocean Park’s Active ETFs
A Focus on Limiting Downside Risk
Consider Ocean Park's active exchange traded funds (ETFs) that seek to limit downside risk and participate in market uptrends. Ocean Park’s ETFs seek these outcomes by combining a tactical, rules-based investment approach with the advantages of ETFs.
Risk-Managed Outcomes
When our rules-based strategy identifies tactical buying opportunities, we focus on securities with strong risk-adjusted returns. Our sell process is driven by our Trailing Stop Discipline1, which seeks to limit our portfolio drawdowns.
The ETFs’ investment universes are unconstrained within their mandates, providing freedom when tactically seeking lower downside risk and upside potential. We may increase an ETF’s cash allocation in the absence of uptrends or to help mitigate downside risk during times of market turbulence.
Given their distinct, tactical investment process, our active ETFs can be used to complement other investment styles within portfolios.
There are a variety of ways our ETFs can be positioned in a portfolio. Consider these four:
Ocean Park Domestic ETF
DUKQ can be used within a portfolio's core equity allocation to help strengthen domestic exposure.
DUKQ
core equity allocation
Ocean Park International ETF
DUKX can be used within a portfolio's core equity allocation to add geographical diversification.
DUKX
core equity allocation
Ocean Park Diversified Income ETF
DUKZ can be used as a complement to a portfolio’s core fixed income allocation to help increase asset-class diversification.
DUKZ
core fixed income allocation
Ocean Park High Income ETF
DUKH can be used as a complement to a portfolio's core fixed income allocation to help grow income.
DUKH
core fixed income allocation
Our Active ETFs in the Media
Investors should carefully consider the investment objectives, risks, charges, and expenses of the Ocean Park funds. This and other information about the funds is contained in the prospectus and should be read carefully before investing. The prospectus can be obtained on our website oceanparkam.com or by calling toll free 1-866-738-4363 (1-866-RETI-FND).
RISKS AND DISCLOSURES
1Trailing Stop Discipline (“Discipline”): This proprietary Discipline has the objective of limiting the magnitude for portfolio drawdowns. The Discipline is based on a manual process that defines sell levels/signals for security holdings in decline, as measured by its price falling below the recent high of its lower band. These are not market orders. Ocean Park utilizes this Discipline directly in the management of non-affiliated holdings. Where Ocean Park invests in its affiliated Ocean Park Mutual Funds or Ocean Park ETFs (“Affiliated Funds”), the same Discipline is applied at the underlying funds level, not on the Affiliated Funds themselves. Please see our Form ADV Part 2A for information on conflicts of interest that exist as a result of Ocean Park investing in Affiliated Fund
Each ETF has specific risks and the Prospectus should be carefully read before investing.
ETF’s are subject to specific risks, depending on the nature of the underlying strategy of the fund. These risks could include foreign risk, emerging market risk, liquidity risk, sector risk, as well as risks associated with fixed income securities, real estate investments, and commodities, to name a few.
While the shares of ETFs are tradeable on secondary markets, they may not readily trade in all market conditions and may trade at significant discounts in periods of market stress. ETFs trade like stocks, are subject to investment risk, fluctuate in market value and may trade at prices above or below the ETF’s net asset value. Brokerage commissions and ETF expenses will reduce returns. There is no guarantee that the Fund will achieve its objective.
The Ocean Park funds are distributed by Northern Lights Distributors, LLC, member FINRA/SIPC. Ocean Park Asset Management, LLC is the investment adviser to the Ocean Park funds, and does not provide advisory services to retail clients.
Ocean Park Asset Management, LLC is not affiliated with Northern Light Distributors, LLC.